DLA, LLC

The DLA Difference:

  • Internal Audit

    DLA's Internal Audit practice offers companies Outsourced or Co-sourced Internal Audit, Sarbanes-Oxley (SOX) compliance and other audit services.

  • Forensics, Valuation & Litigation Support

    DLA’s Forensics, Valuation & Litigation Support group provides clients with top support and solutions on a wide variety of forensic and financial matters as it relates to the litigation process.

  • Compliance

    DLA offers a full service approach to securities regulatory compliance. Our method has been developed based on our experience, our clients' needs and our ability to navigate a constantly changing regulatory environment.

  • Accounting Advisory

    DLA’s Accounting Advisory services assist finance leaders in addressing the strategic accounting and financial reporting challenges facing their businesses and finance functions.

  • IT Services

    DLA’s IT Services practice provides cross-functional and diverse industry experience to improve operational performance, reduce business complexities, increase controls and optimize processes.

Latest News & Releases

Compliance Newsflash – April 17, 2019

FINRA Clarifies How BDs Should Handle Departing Rep Information On April 15, 2019, ThinkAdvisor reported  that broker-dealers must “promptly and clearly” communicate a registered rep’s departure to clients – including the departing rep’s contact information – and provide “timely and … read more

Compliance Newsflash – April 10, 2019

SEC Open to Modern Communications by Advisers On April 5, 2019, JD Supra announced that the increasingly widespread use and acceptance of various types of online communications have made it more attractive – for both firms and clients – to … read more