Partner - Internal Audit & Advisory Services Practice Leader
Yoon Chong is a Partner at DLA, LLC and heads the Internal Audit and Advisory Services practice. Yoon has over 25 years of professional experience including internal audit, risk management, regulatory compliance, capital markets, consumer and commercial banking, and private equity. Yoon is recognized as a trusted advisor to Audit Committees and Chief Audit Executives (CAEs) and has collaborated with numerous CEOs, Chief Risk Officers (CROs), and CAEs on designing, overseeing, and executing testing and issue validation programs that meet regulatory expectations. Throughout his career, Yoon has received various accolades from Boards of Directors, Executive Leadership Teams, and regulators, for his ability to build sustainable risk control functions and departments.
At DLA, Yoon leads the team in assisting clients through Sarbanes-Oxley (SOX) compliance, Internal Audit reviews and related management consulting services, as well as oversees DLA staff on engagements. Prior to joining DLA, Yoon served as Principal in PwC’s Cybersecurity, Risk and Regulatory Practice, where he was recruited back, after leading the Goldman Sachs’ capital markets team for seven years, to provide internal audit and compliance testing services for financial services institutions in the banking and capital markets sectors. Yoon expanded the firm’s internal audit and compliance testing service offerings and helmed client engagements, covering critical enterprise risk management areas such as SOX, governance, culture, Volcker, CCAR, IHC, EPS, and Dodd-Frank swaps dealer rules across second and third lines of defense functions.
Prior Work Experience
- Goldman Sachs
Education, Certifications & Affiliations
- University of Rochester, Simon Business School – Master of Business Administration in Finance and Entrepreneurship
- University of Cambridge – Master of Arts, Economics
- University of Cambridge – Bachelor of Arts, Economics
- Chartered Accountant, as designated by the Institute of Chartered Accountants in England and Wales (ICAEW)
- Certified Internal Auditor, as designated by the Institute of Internal Auditors (IIA)
Phone: (646) 645-3551
Fax: (973) 575-1615