Webinar: Retention with Intention: Getting Records Retention Right
Webinar: Retention with Intention: Getting Records Retention Right
Thursday, November 5, 2026 | 12:00 PM–1:00 PM EST
Presented by DLA’s Governance, Risk & Controls Group
Overview
Effective records retention is essential to managing operational, legal, and regulatory risk. Join DLA’s Governance, Risk & Controls team for an interactive session exploring the end-to-end records retention process, from record creation through secure disposition.
The session will highlight common ineffective retention practices, including manual processes and decentralized record ownership, and the resulting operational, legal, and regulatory risks. Participants will also learn about preventative and detective controls designed to ensure records are appropriately retained, protected, and securely disposed of, including considerations for electronic records, over-retention, and premature destruction.
Who Should Attend?
This program is designed for insurance professionals working in:
- Legal
- Compliance
- Enterprise Risk Management
- Internal Audit
- Information Technology
- Learning Objectives
Upon completion of this program, participants will be able to identify key stages of the records retention lifecycle; recognize common ineffective retention practices, including manual processes and decentralized record ownership; explain the operational, legal, and regulatory risks associated with ineffective retention practices, over-retention, and premature destruction; and describe preventative and detective controls for retaining, protecting, and securely disposing of records, including key controls over electronic records.
Program Information
- Delivery Method: Group Internet-Based
- Program Level: Basic
- CPE Credit: 1.0 CPE Credit
- Field of Study: Business Management & Organization
- Prerequisites: None
- Advance Preparation: None
Speakers
- Paul Higgins — Partner
- Matthew Noffke, CIA — Managing Director
- Natalia Niebrugge — Manager
Complaint/Concern Resolution
For more information regarding administrative policies such as complaint resolution, please contact Danielle Dietrich, DLA, LLC Human Resources Business Partner, at danielle.dietrich@dlallc.com or (973) 575-1565.
Questions About the Program
For questions regarding the course or program content, please contact dla@dlallc.com.
NASBA Statement
DLA, LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
About DLA, LLC
