Jeffrey Abramczyk Joins DLA to Lead the Firm’s Compliance PracticeMarch 14, 2019
DLA, LLC, a leading internal audit, compliance and advisory services firm, which was founded in 2001, announced that Jeffrey Abramczyk joined the firm on Monday, February 11, 2019, as a Managing Director of the Governance, Risk Management and Compliance Group. He will be leading this practice with a focus on addressing the operational, risk management and compliance requirements of financial institutions, through sound strategy, risk management frameworks and technology.
“We are extremely fortunate to have a person with Jeff’s technical compliance knowledge and leadership capabilities join the firm,” said DLA’s Founder and CEO, David Landau. “The experience that Jeff adds to our Compliance offering will greatly benefit our current and future clients. Compliance is an area where an increasing number of registered investment advisors, broker dealers and other businesses are asking for our assistance. As an accomplished professional, Jeff offers our clients executive-level strategic expertise and he will be an integral member of our management team.”
Jeff has over 30 years of experience serving the financial services industry focusing on compliance, risk management, finance and internal auditing. Jeff has significant expertise in financial products covering equities, fixed income, foreign exchange, treasury, derivatives and digital assets, securities brokerage and wealth management, wholesale banking, and technology. Jeff specializes in: strategy, operational transformation, board reporting, regulatory management and remediation; risk management frameworks covering regulatory and financial crimes compliance, operational, credit and market risk; and regulations covering banking, commodities and securities.
For the past 15 years, Jeff has focused on addressing the compliance requirements of financial institutions. Prior to joining DLA, Jeff implemented the finance and compliance functions for Omega One, a digital asset trading and custody platform startup company, which is blockchain based. Prior to Omega One, Jeff held leadership roles in compliance as the Head of US Treasury and Markets Compliance at HSBC, Lead Compliance Strategist for JP Morgan Chase & Co., and the Head of Regulatory Compliance at BNY Mellon Pershing. For these companies, Jeff focused on regulatory remediation and implementing new compliance programs. Prior to compliance, Jeff held leadership roles in risk management, internal auditing and finance.
Jeff is a graduate of Baruch College, CUNY with his BBA in Accounting and an MBA in Computer Methodology. He is a CPA in the State of New York and is a member of the AICPA and NYSSCPA where he participates on the Stock Brokerage and Banking committees. “
With nearly two decades of experience in internal audit, compliance and advisory services, DLA serves a broad range of clients, from emerging growth through multi-national organizations, in a wide-variety of industries.
For further information about DLA, please visit us at www.dlallc.com or call us at (973) 575-1565.
The company is headquartered in Fairfield, NJ.