Compliance Newsflash for May 6, 2020 – SEC Division of Investment Management and Office of Compliance Inspections and Examinations Respond to COVID-19
The U.S. Securities and Exchange Commission (SEC) Division of Investment Management has provided guidance to investment advisers on numerous topics in response to COVID-19. The SEC's Office of Compliance Inspections and Examinations (OCIE) has also announced its exam priorities related to COVID-19.
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