Compliance Newsflash – December 7, 2016

December 8, 2016

DLA is committed to keeping our clients and friends updated on relevant news and topics in the industry by distributing a weekly Compliance Newsflash. We hope this provides you with helpful and insightful information for you and your firm! Join … read more

“Overcoming the Vendor Due Diligence Hurdles” – Getting the Service Providers to Respond (part 2 of 3)

December 7, 2016

A couple of weeks ago, Jessica Rodgers of DLA spoke on the topic of SEC due diligence demands for service providers at a webinar co hosted by MyComplianceOffice and DLA. You can view recordings of that webinar and download the … read more

“Overcoming the Vendor Due Diligence Hurdles” – Senior Management Support (part 1 of 3)

A couple of weeks ago, Jessica Rodgers of DLA spoke on the topic of SEC due diligence demands for service providers at a webinar co hosted by MyComplianceOffice and DLA. You can view recordings of that webinar and download the … read more

SEC Due Diligence Demands

The SEC requires that you conduct due diligence on your service providers to protect yourself from exposure to risk and your organization from potential regulatory fines. This webinar was hosted by Jessica Ruby on Oct 27th. Access the slides here. … read more

Compliance Newsflash – November 23, 2016

November 23, 2016

DLA is committed to keeping our clients and friends updated on relevant news and topics in the industry by distributing a weekly Compliance Newsflash. We hope this provides you with helpful and insightful information for you and your firm! Join … read more

Compliance Newsflash – November 16, 2016

November 16, 2016

DLA is committed to keeping our clients and friends updated on relevant news and topics in the industry by distributing a weekly Compliance Newsflash. We hope this provides you with helpful and insightful information for you and your firm! Join … read more

Compliance Newsflash – November 9, 2016

November 9, 2016

DLA is committed to keeping our clients and friends updated on relevant news and topics in the industry by distributing a weekly Compliance Newsflash. We hope this provides you with helpful and insightful information for you and your firm! Join … read more

Compliance Newsflash – November 2, 2016

November 2, 2016

DLA is committed to keeping our clients and friends updated on relevant news and topics in the industry by distributing a weekly Compliance Newsflash. We hope this provides you with helpful and insightful information for you and your firm! Join … read more

Compliance Newsflash – October 26, 2016

October 26, 2016

DLA is committed to keeping our clients and friends updated on relevant news and topics in the industry by distributing a weekly Compliance Newsflash. We hope this provides you with helpful and insightful information for you and your firm! Join … read more

Compliance Newsflash – October 19, 2016

October 20, 2016

DLA is committed to keeping our clients and friends updated on relevant news and topics in the industry by distributing a weekly Compliance Newsflash. We hope this provides you with helpful and insightful information for you and your firm! Join … read more

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